According to FINRA Rule 4511(b), all firms are required to retain FINRA records and books, for at least six years provided they do not have a specified retention period under FINRA rules or applicable Exchange Act rules. Firms are encouraged to divulge in a retention platform that will help them to meet five fundamental ask […]
According to FINRA Rule 4511(b), all firms are required to retain FINRA records and books, for at least six years provided they do not have a specified retention period under FINRA rules or applicable Exchange Act rules.
Firms are encouraged to divulge in a retention platform that will help them to meet five fundamental ask of FINRA practice:
The five core essentials needs of the FINRA follow the NIST Cybersecurity Framework of Identify, Protect, Detect, Respond, and Recover the data.
FileCloud helps you with addressing these rules with the following features
File sharing in FileCloud allows users to provide public or private access to files stored in the Server with various levels of access privileges.
Create a copy/back-up of your entire server installation with FileCloud
FileCloud includes searching the whole FileCloud ecosystem for files and folders with the Federated Search feature.
Recover the deleted files using FileCloud,if you have accidentally deleted the file. You can retrieve it from the Deleted files section provided the administrator has enabled this feature for you.
Uploaded files are checked for malicious content in the form of viruses, trojans, malware, etc. as FileCloud readily integrates with a variety of non-commercial and commercially licensed antivirus solutions available in the market.
Retention policies can be created and attached to files and folders using FIleCloud. These policies will allow you to define the conditions that enforce a set of rules on how each file or folder can be manipulated.
You can use FileCloud audit logs to quickly see what has changed on your FileCloud Server site.