SEC Rule 17a-4(f) Recordkeeping Rules

The SEC rules regarding protection of financial data and files are intensive and varied. The proposed amendment to rule 17a-4(f) would make it so that financial companies could change the way they store and share their files. In this white paper we’ll review rule 17a-4(f), the history behind the rule, and how FileCloud can help you easily meet regulations.

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SEC Rule 17a-4(f) Recordkeeping Rules Download

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Europe

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Limerick, Ireland

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  • End Users

  • Administrators

Introduction

End Users

  • Introduction
  • Web Portal
  • My Files, Team Folders and Network Shares
  • File Operations
  • File Details
    (Activity, Metadata, Comments)
  • File Sharing
  • Share Options and History
  • Shared by Me
  • Conclusion

Administrators

  • Login
  • Admin Dashboard
  • User Management
  • Group Management
  • Team Folders
  • Network Shares
  • User Shares
  • Device Management
  • Governance Dashboard
  • Smart DLP
  • Other Tools
    (Workflows, Metadata, Reports)
  • Customization

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