SEC Rule 17a-4(f) Recordkeeping Rules

The SEC rules regarding protection of financial data and files are intensive and varied. The proposed amendment to rule 17a-4(f) would make it so that financial companies could change the way they store and share their files. In this white paper we’ll review rule 17a-4(f), the history behind the rule, and how FileCloud can help you easily meet regulations.

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SEC Rule 17a-4(f) Recordkeeping Rules Download


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